Susan Shillinglaw Details John Steinbeck’s Dramatic Marriage to Carol Henning

Susan Shillinglaw, writer about the life of Steinbeck, shown at the Steinbeck Studies CenterNobody knows more or writes better about the life of Steinbeck than Susan Shillinglaw, professor of English at San Jose State University, former director of the Martha Heasley Cox Center for Steinbeck Studies, and scholar-in-residence at the National Steinbeck Center. Her superb scholarship and elegant style are equally evident in Carol and John Steinbeck: Portrait of a Marriage, the biography of Steinbeck’s marriage to Carol Henning, a Jazz Age rebel with a Great Depression conscience. As Shillinglaw observes, John and Carol were no Scott and Zelda. But their dramatic story book reads like a novel—unfortunately, one with a similarly unhappy ending.

carol-john-steinbeck-susan-shillinglaw

From Jazz Age Joy to Great Depression Decline

Meticulously researched over a period of 20 years, Shillinglaw’s life of Steinbeck and his first wife, from Jazz Age joy through Great Depression decline, describes a companionable marriage of equals and opposites, revealing intimate details of a relationship that began in 1928, at the cusp of Steinbeck’s career, and dissolved following the success of The Grapes of Wrath. Using Steinbeck’s phalanx metaphor, she demonstrates how such a relationship becomes a kind of third person, with characteristics, dynamics, and patterns of development and decay distinct from both partners and ultimately beyond their control. Her subject is the life and death of a relationship, but her protagonist is clearly Carol, a shining figure in the life of Steinbeck who has remained in her husband’s shadow until now.

Years after his divorce from Carol, Steinbeck advised another writer that “your work is your only weapon.” As Shillinglaw shows, John and Carol’s collaboration in Steinbeck’s signature work of the 1930s—always his work, rarely hers—was their mutual weapon against poverty and insecurity until fortune and fame—his, not hers—intervened. The title of Steinbeck’s anthem of the Great Depression, The Grapes of Wrath, was her idea. The progressive politics of the protest novels that preceded it—In Dubious Battle and Of Mice and Men—were hers before they were his. She became his muse and motivator, typist and editor, connector and companion. But the 12-year experience drained and disoriented her, leaving her ill-equipped to cope with wealth, notoriety, and competition from the woman who became Steinbeck’s second wife in 1943.

A Life of Steinbeck Story Told by the Perfect Narrator

Carol and John Steinbeck: Portrait of a Marriage is a book only Susan Shillinglaw could have written. The life of Steinbeck has been chronicled by men—notably Jackson Benson, the author of The True Adventures of John Steinbeck, Writer—with an emotional detachment from their distant, difficult subject. Unlike her husband, Carol demanded attention, engagement, and shared context, qualities that Shillinglaw brings to the story of her life before, with, and after Steinbeck. A resident of Pacific Grove and Los Gatos—towns where the Steinbecks lived for most of their marriage—Shillinglaw teaches in the city where Carol was born, raised, and rooted. Married to a biologist at the Hopkins Marine Station, the Monterey outpost of Stanford University where Steinbeck took summer courses, Shillinglaw collaborates with her husband in a imaginative summer program for high school teachers passionate about Steinbeck. The author of an upcoming book on The Grapes of Wrath, she shares context with the woman who—in Steinbeck’s words—“willed it.”

"The Swan" drawing shown from Carol Steinbeck's sportswomen seriesTo the credit of Shillinglaw’s publisher, her life of Steinbeck and Carol Henning’s marriage is affordable, attractive, and accessible to non-academics. Unfortunately, small inconsistencies were overlooked, marring an otherwise masterful achievement. Several sentences introduce names left unexplained until later, end without punctuation, and place closing quotation marks on the wrong side of the period. End notes are copious and unobtrusive, but the name of Dick Hayman is printed twice in a sentence thanking sources, and the index seems incomplete. (Mary Dole, the pineapple-heiress acquaintance of Carol’s estranged sister Idell, is included, but Bennett Cerf—the publisher who arranged the Steinbecks’ introduction to the poet Robinson Jeffers—is omitted.) Jazz Age children of musical families, Carol and John both loved music, a pursuit—like Carol’s drawing and sculpting—documented in satisfying detail. Yet Carol’s talented mother is described as attending music school in San Jose to improve her “piano techniques,” not technique, and Gregorian chant (a collective noun, like opera) is referred to as “Gregorian chants.”

"The Swimmer" drawing shown from Carol Steinbeck's sportswomen seriesMinor errors in major works can be corrected in subsequent editions. I predict that Susan Shillinglaw’s life of Steinbeck and Carol Henning’s together from Jazz Age joy to Great Depression decline—a dramatic story told by the perfect narrator—will have many.

Drawings by Carol Henning Steinbeck courtesy of the Martha Heasley Cox Center for Steinbeck Studies, San Jose State University.

Father Junipero’s Confessor

Father Junipero's Confessor book cover with image of Father SerraWhatever you think you know about Junipero Serra—the 18th century founder of California missions and current candidate for Catholic sainthood—hold that thought. Father Junipero’s Confessor, Nick Taylor’s second novel, won’t shatter your faith if you’re the kind of Catholic who still believes that ends justify means in the work of the Lord. But whether your inner space is sacred, secular, or skeptical about religion, this taut theological thriller will blow your mind.

San Francisco de Asis, Junipero Serra, and God Almighty

A five-foot Franciscan zealot on a 40-year Mission Impossible from Almighty God, Junipero Serra became the most famous follower of San Francisco de Asis since Clare, Francis’s hometown sister saint, and St. Bonaventure, the order’s greatest Doctor of Theology. Theologian and evangelist, mendicant and manipulator, flagellant and force unstoppable by soldier, serpent, or state, Junipero Serra made Monterey’s Carmel Mission headquarters for Operation God in Spanish California. Juan Crespi, Serra’s seminary student back in Majorca, became his closest companion in the quest to win souls for Christ among the native people of Old California. Francisco Palou—Juan Crespi’s fellow seminarian and competitor for Serra’s affection—became the boss’s COO, administering the dearest of California missions to Serra’s heart—San Francisco de Asis, aka Mission Dolores—and serving as his personal confessor. He needed one.

Nick Taylor shown reading from his novel about Junipero Serra

Nick Taylor: Born to Bring California Missions to Life

The author of The Disagreement—a celebrated first novel with a Civil War setting—Nick Taylor is a popular creative writing teacher at San Jose State University, where he is on sabbatical as director of the Martha Heasley Cox Center for Steinbeck Studies. A Californian reared in a Catholic home, he’s perfect for the task of bringing Junipero Serra back to life through the consciousness of his right-hand man, a talented manager and self-doubter born before his time. Junipero Serra, a figure molded by the High Middle Ages of San Francisco de Asis, founded California missions and feared neither man nor mountain in his fight with the world, flesh, and devil. Polou, Taylor’s protagonist, is a modern type who learns too little too late.

Nick Taylor's first novel cover, The Disagreement

In the End, a Stunning Secret That Survives Junipero Serra

It reminded me of Watergate. What did Francisco Polou know and when did he know it? Like Deep Throat, Taylor saves his secret for the last page. Enjoy the journey, savor the moment, and don’t look ahead. But be warned before you begin: I finished reading Father Junipero’s Confessor long after midnight, in a hotel room near one of Serra’s nine California missions. I didn’t sleep well.

Why Did George Orwell Call Steinbeck a Communist?

Steinbeck's Cold War Russian Journal Made Orwell Suspect He Was a CommunistWhy did George Orwell put John Steinbeck’s name on the list of “crypto-communists” he kept in his  notebook while writing 1984, his Cold War classic about totalitarian England under a Stalinesque Big Brother? As the troubled alliance between the USSR and the Free World collapsed following World War II, confirming Orwell’s deepest doubts and deadliest anxieties about Stalinist dictatorship, Steinbeck was living alone in California, dealing with personal depression, divorce,  and the death of Ed Ricketts, while Orwell worked frantically to finish 1984  on a remote island in Scotlandfilling his notebook with the names of public figures he considered potential collaborators in the Stalinist invasion he feared. Why was the author of The Grapes of Wrath, Bombs Away, and The Moon Is Down among those suspected by Orwell of being fifth-columnists for the communist cause in England and the United States?

Parallel Lives for Two World War Writers

In their personal lives and political views Orwell and Steinbeck weren’t so different, despite Orwell’s distinct Englishness and Steinbeck’s individualistic Americanism. Born too late to fight in World War I, their paths could have converged in London during the darkest days of World War II, though a meeting was unlikely for reasons that will become clear. As adults who came to age following World War I, each writer defied family expectations, rejected their Anglican faith, and dropped out of school to gain real-life experience for their writing among working class people during the turbulent period between 1919 and 1939. Both became pro-labor leftists in the 1930s and attempted, without success, to enlist in active service when World War II began. Both did their part in the world war against fascism using their best weapon—words.

Like George Orwell, John Steinbeck was an urban liberal activist with small-town conservative roots.

Like George Orwell, John Steinbeck was an urban liberal activist with small-town conservative roots. As a Stanford student following World War I, he witnessed America’s Big Red Scare, when hysteria about Bolsheviks, blacks, and labor unions created what Frederick Lewis Allen called a “reign of terror” by the federal government and local vigilante groups. When Red-Scare tactics were employed against Steinbeck following The Grapes of Wrath, the writer complained to the Roosevelt administration, incurring the wrath of J. Edgar Hoover, director of Roosevelt’s newly named Federal Bureau of Investigation. In post-World War II America, Steinbeck’s celebrated liberalism remained part of the public image of California’s famous pro-democracy writer. Yet George Orwell—a communist-inspired socialist with political views left of Steinbeck’s—accused Steinbeck of being the communist when the Cold War began. What change caused this charge?

Dangerous Developments in Post-World War II Events

George Orwell certainly understood the potential consequences of his Cold War list of “crypo-communists.” Wounded in 1937 while fighting with English volunteers against Franco’s fascists, Orwell was better educated and more experienced in European politics than Steinbeck, an American democrat who denied ever being a socialist or an –ist of any kind. Betrayed by Stalinist spies embedded in the anti-Franco coalition, Orwell barely escaped from Spain with his life. Who new better than Orwell the cost of being secretly accused by former comrades of taking the wrong side in an internecine struggle for partisan dominance? If Orwell’s list of suspected communists became public when the Cold War turned hot, as Orwell anticipated, those he named —including Steinbeck—could be expected to pay a price.

If Orwell’s list of suspected communists became public when the Cold War turned hot, as Orwell anticipated, those he named —including Steinbeck—could be expected to pay a price.

Why did George Orwell accuse John Steinbeck of sympathizing with Cold War Stalinism despite his own experience 10 years earlier? Part of the answer can be explained by certain elements of Orwell’s peculiar personality—extreme partisanship, English parochialism, and literary pique. As a professional book reviewer, Orwell disparaged American writing, including Steinbeck’s. His English pride was hurt by America’s rising dominance following World War I and Roosevelt’s treatment of Churchill in the closing days of World War II. His political partisanship led to paranoid illusions about the motives of opponents, particularly those within his own party. But there were more likely American writers for George Orwell accuse of being fifth-columnists for communism in the United States. What did he chose Steinbeck, whom he probably never met? Armchair psychology and what-if history aren’t always helpful, but a bit of both is required to answer this under-asked question.

Pre-World War I Babies; Pre-World War II Adults

George Orwell and John Steinbeck were born within a year of one another, middle-class children of dominant mothers and distant fathers who displayed an early aptitude to act out for the benefit of family and friends. As a boys both were bright, independent, and inventive—indulged by doting mothers and by sisters with whom they remained close. Like Orwell, Steinbeck grew up in domestic security, surrounded by hills and fields and the animals he loved. A restless college dropout, Steinbeck bummed his way to New York to haul cement and work as a reporter after digging ditches and picking crops back home. Like Steinbeck, Orwell was restless in school. Bored by life at Eton, his failure to study nixed his chances for the scholarship to Oxford or Cambridge his parents expected him to win. Enlisting at 18 in England’s Imperial Police, he was keeping an uneasy post-World War I peace in colonial Burma during the years Steinbeck dropped in and out of Stanford and worked as a day laborer with the Salinas Valley’s multicultural farm workers.

George Orwell and John Steinbeck were born within a year of one another, middle-class children of dominant mothers and distant fathers who displayed an early aptitude to act out for the benefit of family and friends.

By the late 1920s, Steinbeck was a jobless writer living in San Francisco with an unsuccessful first novel. During the same period, Orwell was washing dishes in Paris and harvesting hops in England, collecting material for Down and Out in Paris and London, his first book. Meanwhile Steinbeck married a freethinking leftist who introduced her husband to local labor organizers agitating for better conditions for field workers and Orwell married a brave socialist who joined him on the fighting front in the Spanish Civil War. Orwell’s wife died in 1945 during a botched hysterectomy. George Orwell wasn’t at her side. John Steinbeck and his wife divorced in 1943. She survived the marriage, but probably had a similar procedure at her husband’s insistence before it ended. Orwell remarried in 1949, shortly before his death. Steinbeck in 1950, the year Orwell died.

Why George Orwell and John Steinbeck Failed to Meet

Steinbeck published The Grapes of Wrath shortly before World War II erupted in Europe. It was his eighth book and became a bestseller at home and abroad. George Orwell published Coming Up for Air, his seventh, later the same year. It sold badly, both in England and in America. Ill and unfit for duty when England declared war against Germany in 1939, Orwell joined the Home Guard and worked as a writer, producer, and broadcaster for the BBC in London through 1943. When Hoover’s files on Steinbeck prevented him from getting a commission after America entered World War II, Steinbeck—like Orwell—put his writing in his nation’s service producing literary propaganda until he was cleared by his government to report on the war in 1943.

If the gods meant for George Orwell and John Steinbeck to meet, 1943 was their moment.

If the gods meant for George Orwell and John Steinbeck to meet, 1943 was their moment. Both writers were living in London during the early months of the year, socializing with foreign figures and writing for domestic consumption. But the 41-year-old American and the 40-year-old Englishman moved in alien worlds, distanced not by language or belief but by literary and cultural politics across the deepening Anglo-American divide. Orwell was an internationalist, a journalist who insisted that all prose—including fiction—is political. He disliked Huxley, Auden, and Isherwood, English writers of his generation who moved to America in the decade before World War I, and he considered American writers like Lewis, Anderson, and Steinbeck reactionary because their subjects were regional in focus. Chauvinistic to his core, Orwelll never traveled to America, criticized American consumerism, and publicly disparaged the decadent culture of the country he refused to visit. He also kept literary grudges, and The Grapes of Wrath had been a sensation.

Like ships passing in a storm, Orwell and Steinbeck were in London at a crucial moment without leaving a record of ever meeting. Both men were permanently changed by their World War II experience, and both went on to write books of continuing popularity that reflected the transformation produced by hot and cold world war in their political thinking. But the story behind Orwell’s accusation that Steinbeck was a communist didn’t end with World War II.

Read more in Animal Farm, 1984, and Steinbeck’s Russian Journey.

Animal Farm, 1984, and Steinbeck’s Russian Journey

Orwell's Animal Farm, 1984, and Diary Selection Book CoversThree books published between 1945 and 1949—George Orwell’s twin tales of totalitarian tyranny, Animal Farm and 1984, and John Steinbeck’s collaboration with Robert Capa, A Russian Journal—help explain why Orwell accused Steinbeck of being a “crypto-communist” in 1948.  Orwell’s caustic critique of Stalinist state communism made Animal Farm and 1984 instant classics.  Steinbeck’s friendly focus on individual Russians in his text for the photos of Robert Capa humanized the USSR. The close chronology and contrasting content of Animal Farm, A Russian Journal, and 1984 suggest that Orwell singled out Steinbeck for reasons more troubling than literary pique or anti-American resentment.

Animal Farm Anxiety

With characteristic irony Orwell subtitled his 1945 novel Animal Farm a “fairy story.” As a result Orwell’s manuscript was turned down by the Dial Press on the grounds that Americans weren’t buying children’s books. Editors in England were equally obstinate, but for political, not literary, reasons. Their motives were mixed, to put it mildly.  Orwell’s London publisher Victor Gollancz—an unrepentant pro-Stalinist—deeply disliked Orwell’s depiction of politburo pigs exploiting sheep-like proletarians. T.S. Eliot—the Anglo-American editor at Faber & Faber who turned down Orwell’s first novel as pro-proletarian propaganda—rejected Animal Farm because it appeared to praise Trotsky.

In an act of semi-official censorship, a senior official in the British Ministry of Information (later exposed as a Soviet spy) warned London publishers not to accept Animal Farm because Stalin was England’s ally and publication could harm the war effort. As Russell Baker notes in his preface to the edition of Animal Farm published in America, the year Orwell wrote Animal Farm, “even conservatives were pro-Soviet” within England’s ruling class. Orwell neither forgave nor forgot, and 1943—the year he might have met Steinbeck but didn’t—marked the beginning of his obsession with writers, politicians, and snobs he found guilty of defending Stalin beyond the dictator’s past-due date.

Orwell neither forgave nor forgot, and 1943—the year he might have met Steinbeck but didn’t—marked the beginning of his obsession with writers, politicians, and snobs he found guilty of defending Stalin beyond the dictator’s past-due date.

Initially released in 1945 in a short print run by a small English press, Animal Farm was a bestseller on both sides of the Atlantic. Regular readers got the point missed by Eliot and Dial’s editors, and the allegory of Stalinist pigs and proletarian sheep made Orwell famous wherever it appeared. A group of exiles from Ukraine, the agricultural Russian heartland ravaged by a decade of famine and war, were among the book’s earliest fans. Understanding  Orwell’s anti-Stalinist message from painful personal experience, they contacted the writer, who allowed them to publish Animal Farm without charge and wrote an introduction to the Ukrainian edition.

Animal Farm was Orwell’s first bestseller, and his advance amounted to $2,000 in today’s currency. Cannery Row, published at virtually the same time, was Steinbeck’s fifth or sixth bestseller, as Orwell was painfully aware. Described by one critic as a lighthearted confection with a poison center, Cannery Row is the antithesis of Animal Farm in purpose, point, and politics. Although both books are parodies meant to make readers laugh, Steinbeck wrote Cannery Row as an entertaining diversion for war-weary Americans. Beneath its sardonic surface, Animal Farm delivers a dire warning about conditions in Europe under fascism and communism: Contemporary life is like a farm. Totalitarians are pigs and you sheep are fools to follow them.

Steinbeck’s Russian Journey with Robert Capa

Orwell  turned down invitations to visit the United States and never traveled to the Soviet Union, the subject of Animal Farm and 1984 and the cause of division among socialists following Stalin’s show trials and pact with Nazi Germany. When John Steinbeck visited Russian with his first wife in 1937, Orwell was fighting alongside his wife as an anti-Franco volunteer in the Spanish Civil War. In London six years later, Steinbeck became friends with Robert Capa, the photographer who accompanied him when he returned to Russia (without his second wife) in 1947. A Hungarian emigrant to France, Robert Capa—like Orwell—was on the scene during the savage civil war in Spain, photographing scenes that made him famous.  Like Steinbeck, Robert Capa was self-invented, sponataneous, and unconstrained by social boundaries or orthodoxy—a better match for Steinbeck than Orwell had the writers met. The Eton-educated Orwell, born Eric Blair, was an intellectual, a partisan, and a bit of a prig.

The Eton-educated Orwell, born Eric Blair, was an intellectual, a partisan, and a bit of a prig.

A Russian Journal was published in 1948—text by John Steinbeck, images by Robert Capa—as Orwell was completing the first draft of 1984. To Orwell’s likely dismay, Steinbeck and Capa chose to focus on personal portraiture rather than group context in a Russian snapshot where politics are kept (mostly) out of the frame and individuals dominate the picture. Like the Joads, the Ukrainian farmers who extend hospitality to Steinbeck and Capa are fully-realized fellow beings, not proletarian symbols displayed against an Orwellian landscape. State-planned famine, Soviet show trials, and Stalinist treachery in Spain soured Orwell on the Soviet experiment earlier than other English socialists. Steinbeck’s characteristically American failure to denounce Stalin’s sins while praising Russian virtue must have seemed unforgivable, given what Orwell knew and when he knew it.

1984 and Beyond

The political allegory of Animal Farm morphed into futuristic nightmare in 1984, Orwell’s last and greatest book. Originally titled “The Last Man in Europe,” his story began to take shape in 1946 as the Iron Curtain fell across Europe and the Cold War ended Stalin’s temporary alliance with England and the United States. Using his royalties from Animal Farm, Orwell rented a remote house on an island off the northwest coast of Scotland, where he completed the final version of 1984 in 1948. Following a course strikingly parallel and opposite to Orwell career almost to the end, Steinbeck was living in self-imposed isolation in California, depressed by divorce from his second wife, the death of his best friend, and disparagement by New York’s literary elite. Whether Steinbeck read Animal Farm or 1984 during this period is unclear. But Orwell still practiced literary criticism, and it seems certain he was reading Steinbeck.

Steinbeck recovered and remarried in 1950, the year that Orwell—also remarried—died from tuberculosis. Diagnosed in 1948, Orwell’s disease was successfully treated with streptomycin, a still-scarce wonder drug invented in America and procured for Orwell by David Astor, the wealthy English son of American-born parents. Another friend named Richard Rees was at Orwell’s side when the drug and the author’s health failed in 1949, checking Orwell into a private sanitorium where they talked together about life, politics, and the list of communist sympathizers the writer was keeping in his notebook. According to Rees, his friend was “very weak, though mentally as active as ever.” In other words, Orwell knew what he was doing when he wrote  Steinbeck’s name in the list of communist sympathizers the authorities should be watching.

Orwell knew what he was doing when he wrote Steinbeck’s name in the list of communist sympathizers the authorities should be watching.

According to Orwell biographer Michael Shelden, it was “a random list which mixes very famous personalities with obscure writers, and much of it is based on pure speculation.” Included with Steinbeck are two American artists of comparable celebrity: the expatriate singer-actor Paul Robeson and Orson Welles, creator of Citizen Cain and (like Steinbeck) outspoken critic of William Randolph Hearst and other demagogues of the Cold War American right. But most of Orwell’s suspects were English. Among them: Nancy Cunard, the socialist shipping heiress; C. Day Lewis, the future Poet Laureate and father-to-be of Daniel Day Lewis; Michael Redgrave, the knighted actor who founded a flourishing dramatic dynasty; and Britain’s perennial socialist playwright and journalist, George Bernard Shaw. Good company for a writer like Steinbeck, who enjoyed interesting associates, even when imaginary.

Orwell almost took his private list of suspected communists with him—but  not quite—to his grave. The story of its survival begs an important question for Steinbeck lovers today: Was there anything more to Orwell’s accusation against Steinbeck than anti-Stalinist partisanship, anti-American parochialism, and professional pique? Seeking a higher authority, I turned to my late friend Christopher Hitchens, Orwell’s fellow socialist, disciple, and ardent defender.

Read more in Author Christopher Hitchens Defends Orwell’s Accusation.

Author Christopher Hitchens Defends Orwell’s Accusation

Why Orwell Matters, a Book by Christopher Hitchens, This Blog Writer's FriendWhen Winston Churchill described the Soviet Union as dropping an Iron Curtain across Central Europe his speech to an American audience in 1946, George Orwell was living in London and imagining a future England under a Stalinist dictator. From Orwell’s paranoia about the Soviet Union came his masterpiece 1984. A less fortunate outcome was a set of accusatory, argumentative letters, diaries, and notebooks produced during the four years of Orwell’s remaining life, including a list of 100 or more suspected “crypto-communists” such as John Steinbeck. The late author Christopher Hitchens, Orwell’s intellectual heir and ardent defender, provided insights into the writer’s mindset in Why Orwell Matters, a convincing argument for Orwell’s continued relevance, despite lapses of judgment like the paranoid list. My friend Christopher Hitchens died in 2011. I regret now that I never asked him about Orwell’s list while he was alive.

Why Christopher Hitchens Matters

I met Christopher Hitchens while moderating a debate about socialism during the dying days of the old Soviet Union. The Iron Curtain was falling throughout Europe, and the debate organizer explained that the challenging case for socialism would be made by Christopher Hitchens, an English-born journalist whose name was new to me. Trained in political debate at Cambridge, Christopher Hitchens rarely lost an argument on any subject that engaged his interest, including democracy movements behind the Iron Curtain, post-Soviet Union U.S. politics, and the questionable existence of God. I learned this in the course of a friendship that lasted until his much too early death.

Like Orwell, Christopher Hitchens was a master of irony, irreverence, and oxymoron. A loyal friend, he was relentless in print but respectful in person. Like Orwell, he remained faithful to his early socialist ideals while criticizing communism as it developed in the Soviet Union and its Iron Curtain satellites. He shared a tough, pared-down liberalism with Orwell and (I believe) with Steinbeck as well. Its basic principles (in my own words) are relevant to the case of Orwell vs. Steinbeck:

The Seven Laws of Liberalism

* Freedom is precious.
* Truth is objective.
* Reason is essential.
* Every individual has value.
* No authority is infallible.
* God is debatable.
* History happened.

Ten Questions for Christopher Hitchens

Liberal ideals inform everything Christopher Hitchens wrote, including his short book about Orwell. I find the same values in Steinbeck, a writer of fiction less partisan or politically sophisticated than either Englishman. Orwell accused Steinbeck of favoring the Soviet Union over democracy, and neither Hitchens nor Orwell acknowledged Steinbeck’s characteristically American liberalism. In compensation for their failure, here are the questions I would ask Christopher Hitchens, Orwell’s finest defender, if I still had the chance :

1. Like Steinbeck, Orwell was a religious skeptic who clung to the King James Bible and echoed liturgical language in the cadence of his prose. Like Steinbeck, Orwell requested and received a Church of England funeral. What should we make of this paradox in the behavior of these profoundly lapsed Anglicans?
2. Like Steinbeck, Orwell was an empiricist who preferred evidence over theory and was once described as having too much common sense to be  interested in philosophy. Yet Steinbeck’s thinking about teleology and group behavior reflect similar ideas in Orwell’s social writing. What meaning can we take from this coincidence in the thinking of these covert philosophers?

Orwell was an empiricist who preferred evidence over theory and was once described as having too much common sense to be  interested in philosophy.

3. Like Steinbeck, Orwell was an anti-imperialist democrat who distrusted centralized power. This position was well-established in both writers by 1943, when each was in London. Yet I find no record that they met when they had the opportunity. What conclusion can be drawn from Orwell and Steinbeck’s failure to connect?
4. In your book you describe Orwell as “a natural Tory.” Like Steinbeck, he held old-fashioned ideas about private ownership, self-sufficiency, and family loyalty absorbed from his upbringing in a small rural town. Yet both writers remained pro-labor, small-d democrats throughout their lives. What can be inferred from this inconsistency of liberal and conservative values?

Like Steinbeck, Orwell was an anti-imperialist democrat who distrusted centralized power.

5. Unlike Steinbeck, Orwell never visited the Soviet Union. In your book you explain that Orwell “never went through a phase of Russophilia or Stalin-worship or fellow-travelling.” What conclusions can we draw from Orwell’s distant opposition to the Soviet Union and his reaction to Steinbeck’s journey behind the Iron Curtain?
6. Like Steinbeck in Vietnam, you supported America’s invasion of a foreign country, and you became an American citizen in an act of solidarity with the administration of George Bush. Unlike you, Orwell disliked America and Americans, including Steinbeck. Yet he never visited the America. What motivated Orwell’s animosity-from-a-distance toward the United States?

Orwell never went through a phase of Russophilia or Stalin-worship or fellow-travelling.

7. Unlike Orwell, Steinbeck resisted criticizing other writers in print. Orwell publicly denigrated American regionalists like Steinbeck as reactionaries by definition, and he disparaged Steinbeck’s work in his private writing. What motivated Orwell’s public criticism and private doubts about John Steinbeck?
8. Orwell’s Cold War list of “crypto-communists” included pro-Soviet Union American politicians such as Henry A. Wallace and Claude Pepper, despite their anti-imperialist, pro-labor domestic positions (also Steinbeck’s). Was there more to Orwell’s suspicions about these politicians than their support for the Soviet Union?

Unlike Orwell, Steinbeck resisted criticizing other writers in print.

9. Besides Steinbeck, Wallace, and Pepper, Orwell’s list included Charlie Chaplin, Paul Robeson, and Orson Welles. Yet each shared Orwell’s distrust of reactionary media moguls like Citizen Cain—William Randolph Hearst. Why did Orwell single out Steinbeck, Robeson, and Welles in his list of Iron Curtain sympathizers wihtin the United States?
10. Like Steinbeck, Orwell was deeply attracted to the ficton of Jack London, whose 1906 novel The Iron Heel—like Aldous Huxley’s Brave New World—clearly influenced the writing of 1984. Yet Steinbeck’s 1942 anti-fascist piece, The Moon Is Down, apparently lacked similar appeal for Orwell. In your book you note that Orwell lashed out at other writers—including Huxley—but apologized after the fact. Did Orwell have similar second thoughts about Steinbeck before he died?

How the Soviet Union Became Orwell’s Obsession

Christopher Hitchens notes that while working for the BBC, Orwell included “the grittier work of James T. Farrell, John Steinbeck, and Archibald MacLeish” in a radio program about new writers. Orwell’s scripts were scrutinized by BBC censors to avoid offending listeners, and his on-air words didn’t always reflect his real opinion. This was clearly the case with his views on Steinbeck, who is described in Orwell’s diary as a “spurious writer” and “pseudo-naif.” Unfortunately, Steinbeck is only one example of Orwell’s muddled opinions about literary quality. In a notorious case of poor judgment, he publicly criticized W.H. Auden’s “September 1, 1939” for lack of authenticity, credibility, or accuracy in its description of the Spanish Civil War. Today Auden’s anti-fascist masterpiece is considered by many his greatest poem.

Steinbeck is described in Orwell’s diary as a spurious writer and pseudo-naif.

Orwell’s public muttering about Auden provides another clue to his disapproval of Steinbeck. Like Aldous Huxley before him (and Christopher Hitchens years later), Auden emigrated to the United States, arriving in 1939 with the English writer Christopher Isherwood. Like Huxley and Hitchens, Auden and Isherwood were attracted by certain American freedoms—including sex—not found in England. Unlike Christopher Hitchens and George Orwell, both Auden and Isherwood were gay—card-carrying members of the “pansy left” publicly disparaged by Orwell. Orwell’s anti-American bias and anti-gay prejudice combined in his attack on Auden. In the case of Steinbeck, “anti-Soviet Union anti-Americanism” appears to have been sufficient cause for censure.

Why Christopher Hitchens’ Defense of Orwell Falls Short

In Why Orwell Matters, Christopher Hitchens defends Orwell’s list of “crypto-communists” as a harmless intellectual exercise, a game of “guessing which public figures would, or would not, sell out in the event of an invasion or a dictatorship.” He surmises that Orwell’s conservatism about sex in general and gay sex in particular was the result of Orwell’s boyhood experience as a student at St. Cyprian’s, a Dickensian hellhole where bullying, beating, and buggery were routine. But Orwell went on to Eton, where he perfected his French under Aldous Huxley and began his lifelong friendship Cyril Connolly, an openly ambisextrous editor who proved helpful to his career.

Christopher Hitchens defends Orwell’s list of crypto-communists as a harmless intellectual exercise, a game of guessing which public figures would, or would not, sell out in the event of an invasion of a dictatorship.

In the end, Christopher Hitchens’ argument fails to exculpate Orwell. Of  Orwell’s “crypto-communists,” he explains that “while a few on ‘the list’ were known personally to Orwell, most were not,” concluding that Orwell’s charge against people he didn’t know didn’t make him a “snitch.” Illiberal, inconsistent, and unconvincing. The world of 1984 is crawling with snitches whose testimony leads to torture and death at the hands of Big Brother. Every individual has value, truth is objective, and history happens. Orwell showed his list naming Steinbeck to influential friends, one of whom worked for an agency of government with the Orwellian name “Information Research Department.”

I agree with Christopher Hitchens that George Orwell still matters. But not always for the right reason. Unlike my late friend, Orwell was prejudiced against gays, Americans, and anyone he suspected of sympathy with the Soviet Union. Though if he hadn’t attacked Steinbeck, even that might not matter.

Robert DeMott’s Typewriter

John Steinbeck books typewriter.Among the great novels, John Steinbeck books, and artifacts on view at the Center for Steinbeck Studies sits the elegant Hermes typewriter Steinbeck used in Travels with Charley, its surface etched by Steinbeck with the enigmatic phrase: “THE BEAST WITHIN.”  It’s there thanks to Robert DeMott, the author of numerous John Steinbeck books and articles and arguably the most original writer about the great novels of John Steinbeck alive today. As the 75th anniversary of the The Grapes of Wrath approaches, Bob is the ideal guide for readers of John Steinbeck books who have lost their emotional connection with the great novels, including The Grapes of Wrath. To recover your lost chord with Steinbeck, go to Steinbeck’s Typewriter by Bob DeMott. This superb collection of essays on The Grapes of Wrath and other John Steinbeck books, first published in 1996, was recently reissued in paperback as An Authors Guild Backinprint.com Edition. Take your time when you read it. Even the footnotes are fascinating.

The Story Behind a Trio of John Steinbeck Books

In his introduction Bob notes that Steinbeck’s Typewriter completes the trilogy of John Steinbeck books he began with Steinbeck’s Reading (out of print but available on the Steinbeck Studies Center website) and Working Days: The Journals of The Grapes of Wrath, published in 1989 and in print ever since. In a joyful anecdote, Bob explains how he acquired Steinbeck’s typewriter for the Steinbeck Studies Center—along with rare editions of John Steinbeck books, manuscripts, and family memorabilia—while serving as acting director and visiting professor of English at San Jose State University, almost 30 years ago. He tells the story as if it happened  yesterday, and its impact still feels fresh. “In my moment of obsessive identification,” he says, “the diminutive machine came alive as a cumulative metaphor for the entire complex of Steinbeck’s working life. . . .”

In my moment of obsessive identification, the diminutive machine came alive as a cumulative metaphor for the entire complex of Steinbeck’s working life.

As this episode suggests, Bob’s approach to the great novels of John Steinbeck is direct, existential, and engaged. Propelled by passion and supported by research, the essays in Steinbeck’s Typewriter are academic in only narrowest sense the word. Instead, as Bob admits, they are “intensely personal, by which I mean they either echo thematic resonances in my own life”—a level of participation in John Steinbeck books that the author of The Grapes of Wrath invited his readers to discover when his books were first read. With astonishing depth and prodigious detail, Bob maps the structure, philosophy, and language of each of the great novels—The Grapes of Wrath, To a God Unknown, East of Eden, and The Winter of Our Discontent—discussed in Steinbeck’s Typewriter. His side excursions are equally compelling—into Steinbeck’s poetry, Steinbeck criticism, and the manuscript mysteries behind The Grapes of Wrath, East of Eden, and The Winter of Our Discontent.

Language and Politics in the Great Novels

An examination of the second draft of The Winter of Our Discontent, for example, “shows that the final thirteen pages of the novel were not in the autograph manuscript but were added by Steinbeck . . . .” A Steinbeck ledger, also studied by Bob at the Pierpont Morgan Library, reveals that Steinbeck planned to write a play-novel on the Cain-Abel theme used in East of Eden as early as 1946, the year his second son was born. The first draft of The Grapes of Wrath helps explain how the greatest of the great novels by Steinbeck was finished so quickly:  “When he was hot,” as he was with The Grapes of Wrath, “Steinbeck wrote fast, paying little or no attention to proper spelling, punctuation, or paragraphing.” The typescript of the novel submitted to Steinbeck’s editor reveals that the four-letter words the writer was forced to remove before publication were the usual suspects—with the exception of a six-letter epithet still applied to unpleasant overweight cops.

When he was hot, Steinbeck wrote fast, paying little or no attention to proper spelling, punctuation, or paragraphing.

But Steinbeck’s Typewriter is more than a detective story about manuscripts or a bibliography of John Steinbeck books. In nine substantial essays it explores aspects of background, language, character, and thought encountered in the great novels from To a God Unknown to The Winter of Our Discontent. The echoes of Robinson Jeffers heard in the language of To a God Unknown are amplified by scanning lines from the novel as poetry. The “gruesome experiences, including rape and murder” of Steinbeck’s paternal grandparents in 19th century Palestine “throw some starling new light on East of Eden’s characters.”  The Grapes of Wrath is analyzed as a “huge symphony of language,” written while Steinbeck actually listened to Bach, Tchaikovsky, and Stravinsky—with a note that Steinbeck claimed “Edgar Varese the modern composer wants to do [a work] based on one of my books. I wrote him that I thought Grapes might be a theme for a symphony. . . .” The continued relevance of Steinbeck’s protest against “tyranny of surveillance, arrogance of power, and willful destruction of people and resources” in The Grapes of Wrath is underscored by a reminder that Steinbeck’s title was subversive when it was chosen, despite the veneer of patriotism applied after the fact.

A Guide to Greater Participation in John Steinbeck Books

Since 1969 Bob has taught the great novels of John Steinbeck and other American writers at Ohio University, where he is Edwin and Ruth Kennedy Distinguished Professor of English. It’s a remarkable record of achievement and stability. But as a student in the 1960s Bob says he was lost—until reading John Steinbeck books for the first time changed his life for good. “I had almost no direction at all,” he explains. “My life took a marked turn after my first exposure to Steinbeck’s writing. I gained a second chance, which is one way of defining a writer’s gifted appeal and power. . . .” In Steinbeck’s Typewriter Bob suggests how participating in the great novels of Steinbeck is still possible for readers who feel lost in their lives. True, Bob was prepared by circumstance to enter the world of John Steinbeck books with more ease than some. He was born to Italian-American parents and, until he was 8, lived on the estate of Arthur Szyk, a celebrated Polish-American artist with Jewish roots and outspoken views. Today Bob writes poetry, fly fishes with expertise, and lists the monumental Library of America edition of John Steinbeck books among his academic accomplishments. Not everyone has such a resume.

My life took a marked turn after my first exposure to Steinbeck’s writing. I gained a second chance, which is one way of defining a writer’s gifted appeal and power.

Like the great novels of Steinbeck, however, Steinbeck’s Typewriter displays few signs of distance from the experience of ordinary readers. Quite the opposite. Each essay conveys an aspect of Bob’s palpable affection—for John Steinbeck books, for fellow Steinbeck critics, for the class of Steinbeck students who comprise his imagined audience. Most of all he loves Steinbeck’s characters, empathizing with their struggles and understanding them, as the author intended, in every element of their condition. Here is what he dares to write about the notorious ending of The Grapes of Wrath: “This prophetic final tableau scene—often condemned and misunderstood, but for that no less subversively erotic, mysteriously indeterminate—refuses to fade from view; before the apocalypse occurs, before everything is lost in forgetfulness, Steinbeck suggests, all gestures must pass from self to world, from thought to word, from desperateness to acceptance, from participation to communion.” Bob DeMott’s typewriter, like Steinbeck’s, is an instrument of grace—a means of understanding, a mode of deliverance, a way to participate more fully in life through reading. Use it.

The Edward Snowden-John Steinbeck Connection

John Steinbeck, fiction writer, and Edward Snowden with truth image superimposed

Edward Snowden, former national security technocrat turned NSA whistleblower. John Steinbeck, 1962 Nobel laureate fiction writer and the subject of FBI files published in 2002. Two famous figures—separated by time, talent, and the tools they used to expose the abuse of political power in their era. Books from John Steinbeck mobilized public opinion on behalf of migrant workers. Emails from Edward Snowden exposed electronic surveillance on a global scale. Both the fiction writer and the NSA leaker risked their safety and traveled to Russia. As the Edward Snowden saga plays out, the story behind the FBI files on John Steinbeck is suddenly relevant again. Two respected books about Hoover and the FBI files show why.

Although the controversy over books from John Steinbeck took longer to reach Washington than reaction to Snowden, public response to the fiction writer in 1939 set off tensions in the White House, with Eleanor Roosevelt and J. Edgar Hoover on opposing sides. As Richard Powers points out in The Life of J. Edgar Hoover: Secrecy and Power (Free Press, 1987), FBI files on liberals like Steinbeck had been used to discredit opponents of the administration as early as 1935. But the systematic surveillance of American citizens actually began in 1914 under Woodward Wilson—like Roosevelt, a progressive Democratic president. Notes Powers: “Hoover vigorously represented throughout his life that population of traditional Americans, largely middle-class, Protestant, and Anglo-Saxon, who were frightened by the changes they felt were depriving them of their privileged position in an ever more pluralistic society.” Hoover was a perfect choice when the time to prosecute pluralists arrived.

How Books from John Steinbeck
Ended Up in Hoover’s FBI Files

John Steinbeck was a California schoolboy with German relatives when Wilson laid the groundwork for the American security state. Hoover, an ambitious young Washington insider, was working at an entry-level job cataloging books for the Library of Congress in 1914. Seven years older than the future fiction writer, he was Steinbeck’s mirror opposite. Like Snowden, he was comfortable with data. Unlike Steinbeck, he was a prim, proper puritan, intolerant of dissent and distrustful of non-whites. A born communist-hunter, he sharpened his skills on suspected German sympathizers as a draft-exempt employee of the United States government.

Days after America declared war on Germany in 1917, Wilson authorized the investigation of German aliens suspected of anti-American sentiment. According to Powers, 4.5 million Americans of German or Austro-Hungarian descent ended up on government lists by the time the war ended. Hoover, a budding bureaucrat with friends in high places, was hired to collect data on potential deportees. As America’s first Red Scare reached its peak following the war, he rose rapidly, becoming acting director of the agency in charge of domestic spying on suspected communists in 1924. When the modern FBI was created in 1935, Hoover was put in charge.

Hoover vigorously represented throughout his life that population of traditional Americans, largely middle-class, Protestant, and Anglo-Saxon, who were frightened by the changes they felt were depriving them of their privileged position in an ever more pluralistic society.

By 1939, with another world war looming, books from John Steinbeck included In Dubious Battle, Of Mice and Men, and The Grapes of Wrath, the three greatest labor novels by any American fiction writer. The Grapes of Wrath provoked animosity from interests with ties to Washington; neither Steinbeck’s growing celebrity nor Eleanor Roosevelt’s public support was enough to protect the fiction writer from Hoover’s FBI. A first-class flatterer, Hoover provided a daily flow of information to President Roosevelt about his political enemies. Political friends like John Steinbeck frequently got caught in the stream.

Lessons from Hoover’s Secret War
On America’s Famous Fiction Writer

How did Hoover win his fight for Roosevelt’s heart? A personal note to the president, penned by Hoover in 1940 at the height of the smear campaign against John Steinbeck, reads like a love letter to the head of a modern totalitarian state. It isn’t hard to imagine how a fiction writer with Steinbeck’s spirit would have reacted if he’d read Hoover’s ass-kissing words to Roosevelt: “In noting the vast contrast between the Leader of our Nation and those of less fortunate nations, I feel deeply thankful that we have at the head of our Government one who possesses such sterling, sincere, and altogether human qualities.” (It’s chilling to consider that Edward Snowden’s present safety depends on a Russian leader surrounded by flatterers like Hoover.)

John Steinbeck and Franklin Roosevelt met for the first time in the fall of 1939. Hoover vetted important visitors for the president, so the FBI files on John Steinbeck  probably began as preparation for that meeting—though Hoover denied their existence until the day he died. Yet nothing before 1942 appears in FBI files on the fiction writer. Did Hoover destroy documents to protect Roosevelt? That’s the inference of Top Secret: The FBI Files on John Steinbeck, edited by Thomas Fensch (New Century Books, 2002). What survives from the FBI files on Steinbeck is revealing nonetheless, obsessing about the author’s habits, friends, and beliefs. Books from John Steinbeck were scoured for clues to the writer’s character. Except for references to FBI training in the plot of Steinbeck’s last novel, the FBI files on John Steinbeck say nothing meaningful about the content of  his fiction. They attack his motives but ignore his message.

In noting the vast contrast between the Leader of our Nation and those of less fortunate nations, I feel deeply thankful that we have at the head of our Government one who possesses such sterling, sincere, and altogether human qualities.

Those who make Edward Snowden’s motivation the issue rather than the abuses he revealed are following the same playbook today—distraction. That’s why it’s important to examine the FBI files assembled on John Steinbeck under five American presidents for parallels to the present. Roosevelt was no Putin. Nor was Truman, Eisenhower, Kennedy, or Johnson. Ironically, only Richard Nixon managed to reduce Hoover’s power, perhaps because Nixon understood Hoover better than his predecessors in the White House. Remember: Deep Throat—the source of information that helped bring down Nixon’s presidency in 1974,—was a disaffected employee of Hoover’s FBI. Hoover died in 1972, and Deep Throat started talking.

Like John Steinbeck and Edward Snowden, Hoover embodied a personality type found in every era. Steinbecks and Snowdens value liberty over security and elevate the individual above the state. The Hoovers of the world are born authoritarians, gravitating instinctively to power and jealously guarding the status quo. Hoover achieved unprecedented control  by collecting secret information, using it to hurt the natural enemies of his peculiar species, including Steinbeck. This conflict for dominance continues in our time, connecting Steinbeck’s story with Snowden’s and Hoover’s FBI with the NSA.

Read more in What the FBI FIles Reveal about Hoover’s War on Steinbeck.

 

 

What FBI Files Reveal about Hoover’s War on Steinbeck

John Steinbeck, fiction writer, photo

As books from John Steinbeck became popular in the 1930s, Europe armed for war. Like Woodrow Wilson in 1914, Franklin Roosevelt was secretly preparing for America’s entry into international conflict by authorizing domestic surveillance in the name of national security. J. Edgar Hoover was only a foot soldier in Wilson’s campaign against German sympathizers in 1917. By the time Roosevelt issued his secret surveillance authorization order in 1936, Hoover was a veteran of the hunt for German sympathizers and the campaign against suspected communists following the end of the war. By 1935, when he was appointed director of the FBI, Hoover had developed a delicate nose for Americans with German or leftist associations. John Steinbeck had both.

As Roosevelt’s chief domestic spy, Hoover believed in fishing with a big net. He understood the benefits of secrecy, data, and dragnet tactics, and Roosevelt’s executive order authorizing secret domestic surveillance allowed him to exercise his talents in all three areas.  As Richard Powers explains the situation in The Life of J. Edgar Hoover: Secrecy and Power, “the domestic intelligence apparatus Hoover assembled for Roosevelt [was] part of the president’s covert preparation against the possibility of war, a secrecy made necessary because of the public’s resistance to any attempt to make it realize the true danger of the international situation.”  According to Powers, Hoover became “Roosevelt’s effective, loyal, and indispensable agent.” Steinbeck was devoted to the progressive policies of Roosevelt’s New Deal. Hoover was loyal to the pragmatic president in a more personal and practical way.

Fiction Writer vs. Spy in Chief

The FBI files on John Steinbeck—a fiction writer who upset people without really trying—reflect the differences already noted between Hoover and Steinbeck. Hoover equated patriotism with morality and always wore a suit. Steinbeck dressed and lived casually. Hoover never married. Steinbeck had three wives during his lifetime, and according to FBI files the first registered as a communist in 1937.  Steinbeck was pro-labor and always sympathized with the underdog. Hoover was anti-union and gravitated to authority. If Hoover read The Grapes of Wrath when Steinbeck’s novel was published in 1939, he probably didn’t like it. The FBI files document his disapproval of the author’s lifestyle.

Do you suppose you could ask Edgar’s boys to stop stepping on my heels? They think I’m an enemy alien. It’s getting tiresome.

In 1942 Steinbeck wrote the letter that made Hoover an enemy for life. Four years earlier California elected the liberal Cuthbert Olson as governor—the state’s first Democratic chief executive since 1895—and Olson named progressive activists like Steinbeck’s ally Carey McWilliams, author of Factories in the Field, to his new administration. Steinbeck’s sense of political progress in California and America, along with his growing reputation as a fiction writer, helps explain the tone of the note Steinbeck sent to Livingston Biddle, Roosevelt’s attorney general and Hoover’s nominal boss, shortly after Pearl Harbor. Steinbeck wanted an Army commission and someone was getting in his way.

Steinbeck’s note to Biddle named Hoover: “Do you suppose you could ask Edgar’s boys to stop stepping on my heels? They think I’m an enemy alien. It’s getting tiresome.” Like Steinbeck, Hoover was a celebrity, and Steinbeck had visited the White House. As a fiction writer with an eye for character and an ear for speech, he might have predicted Hoover’s response to the attorney general: “I wish to advise that Steinbeck is not being and has never been investigated by this Bureau. His letter is returned to you herewith.” Like James Clapper’s public denial of massive electronic surveillance by the NSA, Hoover’s private answer to Biddle was a lie.

The FBI Files Exposed

Hoover interacted at the highest level with military intelligence and never forgot an insult. His hand in keeping Steinbeck out of the Army is revealed in the FBI files on the author. Although the field agent who investigated Steinbeck concluded that the fiction writer was qualified for a commission, this judgment was overridden by the head of military intelligence. Coincidentally, that secretive group had the James Bondian title G-2—one digit away from the name of the intergovernmental economic group meeting soon in Russia. The Obama White House says that Vladimir Putin’s refusal to extradite Edward Snowden won’t prevent the president from attending G-20. John Steinbeck’s reputation as a fiction writer failed to prevent Hoover’s involvement in the verdict of G-2.

Hoover’s retaliation didn’t stop end in 1942. As the FBI files show, books from John Steinbeck and reviews by unfriendly critics were scoured for signs of disloyalty, beginning with The Grapes of Wrath and ending with the author’s last novel, The Winter of Our Discontent..  Agency-inspired citizen-complaint letters contained in FBI files cited Steinbeck’s visits to Russia—both before and after World War II—in impugning the author’s patriotism. Anything remotely connected to Steinbeck’s past went into the FBI files, including fictitious findings by the American Legion Radical Research Bureau, a right wing organization founded during the Red Scare following World War I. Steinbeck was one fiction writer who avoided the reach of McCarthy’s paranoid committee on un-American activities, but he never dropped off the radar screen of Hoover’s FBI.

I wish to advise that Steinbeck is not being and has never been investigated by this Bureau. His letter is returned to you herewith.

J. Edgar Hoover’s private war on America’s foremost fiction writer—a paper war fought with letters, memos, and clippings—was eventually exposed in Top Secret: The FBI Files on John Steinbeck, edited by Thomas Fensch and published in 2002. Hoover died without achieving anything more damaging to Steinbeck than keeping the author out of the Army. In its 75th year, The Grapes of Wrath remains an international icon. Forty years after his death, Hoover has congealed as a symbol of government secrecy and non-judicial overreach detestable to generations of dissenting Americans, beginning with John Steinbeck and continuing in Edward Snowden.

To paraphrase Disraeli on Darwin, Steinbeck was on the side of the whistle-blowers, both as a fiction writer and as a citizen. How Steinbeck would envision the ending of Snowden’s saga is of course unknowable. Given the author’s distrust of Russian dictators, however, it’s safe to assume he wouldn’t like the middle part of the story as it’s unfolding. How we participate in Snowden’s narrative—to paraphrase the fiction writer—is entirely up to us.

Read more in Steinbeck, Snowden, and the Future of America.

Steinbeck, Snowden, and the Future of America

Adbusters magazine coverSinclair Lewis, a Nobel Prize-winning fiction writer admired by John Steinbeck for his dissection of contemporary American life, envisioned a future fascistic America in a novel published the same year J. Edgar Hoover became director of the FBI. Released in 1935, It Can’t Happen Here is a more realistic if less convincing depiction of dictatorial government than George Orwell’s Nineteen Eighty-Four, published in 1949. Books from John Steinbeck about totalitarianism during this turbulent period consist of a slender play-novelette, The Moon Is Down—and it involves enemy invasion, not domestic dictatorship. But based on FBI files and recent events, I believe government surveillance on an Orwellian scale would attract Steinbeck as a subject if he were writing today. His story might start with Hoover.

Fiction Writer Question: What Would Steinbeck Say?

Also created in 1935, Hoover’s FBI left a blueprint for the kind of American police state imagined by Lewis in It Can’t Happen Here. By blending secrecy, efficiency, and independence from oversight, Hoover built a hidden system of government surveillance years before digital data mining and other tools of the NSA. Hoover’s first speech to the International Association of Chiefs of Police, delivered in 1925, reads like the mission statement for a future NSA security state: “The mighty, irresistible current of world-wide, cosmic forces, have created the necessity and impetus for the inception and growth of an organization which will serve to centralize and crystallize the efforts of those who would meet the exigencies of our changing times by a pooling of all of the wisdom and power of the guardians of civilization, the protectors of Society.”

The differences between Steinbeck and Hoover—in personality, politics, and lifestyle—have already been covered. Richard Powers’ biography, The Life of J. Edgar Hoover: Secrecy and Power, documents Hoover’s deep attachment to moralistic beliefs and dictatorial behavior. Top Secret: The FBI Files on John Steinbeck, edited by Thomas Fensch, demonstrates how easily personal conflicts became public crusades in Hoover’s FBI. If Hoover were still in charge today, Edward Snowden would be caught between deadly opposing forces with identifiably authoritarian faces. Putin or Hoover? Which would be worse for a fugitive like Snowden? Only Richard Nixon rivaled Hoover at creating fear in diissenters, and by 1974 both men had left the stage. Of their odious personality type, only Putin and North Korea’s little caesar remain as players on the international stage.

The mighty, irresistible current of world-wide, cosmic forces, have created the necessity and impetus for the inception and growth of an organization which will serve to centralize and crystallize the efforts of those who would meet the exigencies of our changing times by a pooling of all of the wisdom and power of the guardians of civilization, the protectors of Society.

As noted in Top Secret: The FBI Files on John Steinbeck, America’s foremost fiction writer blew the whistle on Hoover in a private letter to Roosevelt’s attorney general. The immediate consequences to Steinbeck were personal, but they passed. Edward Snowden exposed the NSA’s Orwellian overreach in public, on a global scale, and his consequences are ongoing. Congress is making noise, President Obama says he’ll investigate, and mainstream journalists in America persist in challenging Snowden’s character. To readers of the FBI files on John Steinbeck this all sounds too familiar. It wouldn’t surprise the fiction writer. His experience was similar.

Steinbeck would certainly fear for Snowden’s safety going forward. While he liked Russians, America’s foremost fiction writer hated Stalinism and disliked authoritarians, at home or abroad. He was passionate about democracy but thought the cold war was a political power game threatening human survival. He supported his government in periods of real war but opposed its excesses in times of uneasy peace. Like William Faulkner—another American fiction writer who exalted individual freedom—he gave a Nobel acceptance speech that’s as relevant today as it was it was it was delivered .

For the Answer, Check the FBI Files on the Author

Steinbeck’s speech in 1962 presents an individualist’s answer to authoritarians like Hoover. Steinbeck’s words in his acceptance speech constitute a plausible opening for the anti-totalitarian novel he never wrote: “Fearful and unprepared, we have assumed lordship over the life and death of the whole world of all living things. The danger and the glory and the choice rest finally in man. The test of his perfectibility is at hand.”

In the half-century since Steinbeck delivered his speech, technology and terrorism have intervened in ways that would have horrified the fiction writer. Today the consequences of poking Big Brother in the eye are more serious—and the dimensions of surveillance greater—than he could ever imagine. It required a fiction writer with George Orwell’s direct experience in colonial law enforcement to envision a system of state surveillance anything like today’s NSA. Orwell was supervising an extensive system of domestic surveillance in the British colony of Burma in 1924, the year Hoover became acting director of investigation for the U.S. Department of Justice.

An article in a recent issue of Adbusters magazine speculates that the Orwellian NSA data mining program disclosed by Edward Snowden is only the tip of an iceberg—one that threatens to sink democracy as definitively as the ghastly surveillance system imagined in Nineteen Eighty-Four. Employing the same pastoral image used by Orwell and Steinbeck to portray evil despoiling innocence in fiction, the magazine warns Americans to wake up before escapist slumber becomes actual, existential hell: “America has truly become a nation of sheep . . . . Trust the shepherd. He’ll lead us to pasture.” Overstatement? Only if you think nightmares never come true. If that’s a challenge, try this for size:

Joseph Stalin, the Soviet dictator denounced by John Steinbeck, was an ex-church seminarian who murdered millions of his people. Vladimir Putin, Snowden’s ominous host, formerly ran the KGB, the bloody successor to Stalin’s secret police. Steinbeck’s political hero Roosevelt cooperated with Stalin during World War II. Barack Obama, Snowden’s chief critic and a progressive like Roosevelt, visibly dislikes Putin—but plans to attend Russia’s G-20 conference anyway. Where all this is going is anybody’s guess. John Steinbeck became a hero for exposing economic inequality and injustice in his day. Edward Snowden may become a martyr for revealing massive surveillance in ours. However uncertain the outcome, the connections are clear. Steinbeck’s story suggests history will take Snowden’s side.

William Ray, the editor of five books and former editorial director at New Wedding Planetis the author of articles on John Steinbeck and the founder of SteinbeckNow.com.